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Securities Fraud & Insider Trading
We have extensive experience representing individuals in
both criminal and SEC and CFTC enforcement proceedings relating to
securities and commodities fraud, and insider trading allegations. We
regularly represent clients in all aspects of the investigative,
regulatory and prosecutorial process.
Example cases include:
 Defense
of individual criminally charged with insider trading and obtained
acquittal on those charges after trial in Federal court.
Defense
of numerous individuals targeted by the SEC and Department of Justice in
insider trading investigations, several of whom were not charged
criminally.
Representation
of numerous individuals in connection with Department of Justice and SEC
investigations and prosecutions of securities fraud and allegations
relating to manipulation of the books of public companies;
misrepresentation of the value or viability of various investments; Ponzi
schemes; "pump and dump" schemes; and the sale of unregistered securities.
Representation
of defendant in huge Ponzi scheme indictment. Took over case
post-indictment, and after presenting our investigation to the U.S.
Attorneys office, the government dismissed the charges.
Jury
trial
of a
three-month long securities and mail fraud
case.
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